Top banks above $50B: What sets Western Alliance and others apart

Western Alliance Bancorp in Phoenix has been in supercharged growth mode for several years, more than doubling its assets between 2019 and 2021 while building robust profit margins.

Its acquisition last year of Aris Mortgage Holding, the Thousand Oaks, California-based parent of AmeriHome Mortgage, was a performance enhancer, delivering a hefty dose of fee income during a prolonged period of low interest rates.

All of that momentum — plus the company's above-peer loan growth and its low efficiency ratio — put Western Alliance at No. 1 on the 2021 list of top-performing banks with $50 billion or more of assets compiled by Capital Performance Group. It's Western Alliance's first appearance on the big-banks list, which for 2021 includes 39 large and regional banks ranked by their three-year return on average equity, starting with 2019. (See data table at bottom of article.)

Western Alliance, which crossed over the $50 billion-asset line in the third quarter of 2021, boasted a three-year ROAE of 18.64%, well above the group average of 10.03%. Return on average equity is a key financial metric that measures performance — specifically, how much income a company is creating for each dollar of stockholders' equity.

One of the factors contributing to Western Alliance's success is its lineup of 17 national businesses, Ken Vecchione, president and CEO of the now $66.1 billion-asset company, said in an interview. That lineup includes warehousing lending, note financing and settlement services.

"The reason why we're able to grow faster than other banks is we're a national bank with a regional footprint," said Vecchione, whose company has offices in Arizona, Nevada and California. "These national businesses can have a 3- or 4- or 5-to-1 ratio of revenue to expenses that helps generate higher return on equity for us. That's the nature of these businesses."

In 2021, Western Alliance's return on average equity was 22.29%, up from 16.07% in 2020 when it and other banks set aside reserves to cover pandemic-related credit losses. As fears about losses subsided, Western Alliance and its peers released provisions, resulting in widespread improvements in return on equity, said Claude Hanley, a partner at Capital Performance Group.

On average, return on equity for the group of 39 went from 7.36% in 2020 to 12.16% in 2021.

"Every institution in that tier reversed provisions to some degree in 2021," Hanley said.

But there are three areas that separate the top 10 banks on the list from the other 29: segment specialization, acquisitions or some combination of the two, Hanley said.

He pointed to SVB Financial Group, the Santa Clara, California, company catering to the technology sector that ranked No. 2 on the 2021 list, down from No. 1 the prior year. SVB, the parent company of Silicon Valley Bank, acquired Boston Private Financial Holdings, a wealth management firm, for $900 million last year in a bid to build out its wealth management offerings.

He also highlighted Detroit's Ally Financial, the online bank whose primary business is auto financing. Ally rose from No. 18 on the list in 2020 to No. 6 last year, partly due to strong demand for auto loans. 

East West Bancorp, the Pasadena, California-based company that captured the No. 5 spot on the list, is another example of a segment specialist that is a perennial top performer.

Although it dropped two spots from the 2020 list, East West's performance metrics were solid, including a three-year return on average equity of 13.68%. The company, which has $62.4 billion of assets, has built a business model around serving Chinese Americans, Chinese companies doing businesses in the U.S. and other immigrant groups, according to Irene Oh, chief financial officer since 2010.

Along the way, it has made investments to be able to sustain a high level of growth, Oh said.

"We always have a view to the future, and we always talk about metrics," Oh said. "What do we need to do to ensure long-term performance? How do we make sure our returns are enough?"

Chris McGratty, an analyst at Keefe, Bruyette & Woods, covers four of the top 10 best-performing banks — Western Alliance, SVB Financial, East West and Comerica in Dallas. 

He pointed to a common denominator: All four are above-average growth companies, all benefit from higher interest rates, their efficiency ratios are good, and they have niche businesses.

The specialty lines are a key factor in an industry that isn't growing and isn't commoditized, he said.

"Some of the smartest players have figured out how to do things a little differently," McGratty said. "It's a fair statement to say that niche businesses do generate the potential for higher returns, and most banks are looking for a niche."

While it operates some of its specialty segments, Western Alliance aims to carve a deeper niche by transforming itself into the leading commercial bank in the country, Vecchione said.

"We know that's a lofty goal, right? But we're the 23rd-largest bank in the U.S., and when you look at the banks above us, no one else is fully focused on just being a commercial bank," he said.

Western Alliance CEO Kenneth Vecchione meets with members of the bank's executive team at its corporate headquarters.
Image provided by Western Alliance Bank

The acquisition of AmeriHome in April 2021 was a major contributor to fee income, which rose by $333 million to $404 million last year, Hanley said. The uptick affected  the company's return on average equity, which rose 6.2% year over year, and in turn lifted the three-year return on average equity, Hanley said.

The company had been a strong performer on Capital Performance Group's list for banks with $10 billion to $50 billion of assets. For 2020, it ranked No. 2, and the year before it was No. 1.

Western Alliance expects to reach $100 billion of assets "in a couple of years," though it hasn't provided a specific timeline for getting there, Vecchione said. It recently announced new roles for senior leaders, a move that was made in preparation for being a larger bank, he added.

As for what the list of top-performing big banks may look like in 2022, the downturn in mortgage lending will likely impede some institutions' performance, Hanley said. But by and large, the banks that have built niche businesses are going to continue to rank high on the list, he said.

"I think you're going to see the segment specialists remain in the top tier," Hanley said. "They've found these profitable niches and established themselves as premier providers in those niches."

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Top banks with assets greater than $50 billion (ranked by 3-year average ROAE)

Rankings
Banks with Assets of greater than $50 Billion1
Total Assets ROAA 3-Year Avg ROAE ROAE Net Interest Margin (FTE) Efficiency Ratio (FTE) Total Noninterest Income Net Income Nonperforming Assets/ Total Assets Core Depth Growth Net Loan Growth Revenue Growth
2021 ($000) (%) (%) (%) (%) (%) ($000) ($000) (%) (%) (%) (%)
Rank Institution Name Ticker City State 12/31/21 2021 2019-2021 2021 2021 2021 2021 2021 12/31/20 2020-2021 2020-2021 2020-2021
Median: All Institutions1 159,821,231 1.22 10.25 11.91 2.49 60.28 1,977,000 1,313,880 0.43 14.83 3.20 3.77
Average: All Institutions1 392,987,665 1.22 10.03 12.16 2.35 61.91 6,140,512 4,370,786 0.58 20.11 6.88 6.98
1 Western Alliance Bancorporation WAL Phoenix AZ 55,982,600 1.83 18.64 22.29 3.41 42.81 375,100 899,200 0.16 50.48 66.05 58.29
2 SVB Financial Group SIVB Santa Clara CA 211,478,000 1.25 17.96 16.51 2.02 51.87 1,977,000 2,073,000 0.06 83.73 47.21 44.20
3 Raymond James Financial, Inc. RJF Saint Petersburg FL 68,461,000 2.60 15.99 19.40 1.20 83.03 9,733,329 1,537,000 0.14 23.90 19.01 25.65
4 JPMorgan Chase & Co. JPM New York NY 3,743,567,000 1.30 13.98 17.02 1.64 58.58 69,704,000 48,334,000 0.36 17.39 7.80 2.56
5 East West Bancorp, Inc. EWBC Pasadena CA 60,870,701 1.47 13.68 15.70 2.72 43.59 284,327 872,981 0.36 26.23 8.95 13.70
6 Ally Financial Inc. ALLY Detroit MI 182,114,000 1.70 12.72 18.31 2.98 57.90 3,440,000 3,060,000 0.85 22.40 3.37 17.66
7 Northern Trust Corporation NTRS Chicago IL 183,889,800 0.99 12.68 13.21 0.99 69.77 5,069,100 1,545,300 0.08 23.02 20.17 5.75
8 Comerica Incorporated CMA Dallas TX 94,616,000 1.30 12.53 14.69 2.20 62.61 1,089,000 1,168,000 0.28 13.92 (5.15) 0.83
9 First Citizens BancShares, Inc. FCNC.A Raleigh NC 58,308,140 1.00 12.53 12.27 2.69 69.98 440,802 547,459 0.47 20.68 (1.23) 3.15
10 Popular, Inc. BPOP Hato Rey PR 75,097,899 1.31 12.42 16.18 3.18 55.39 584,025 934,889 2.80 21.81 0.06 9.11
11 U.S. Bancorp USB Minneapolis MN 573,284,000 1.43 12.38 14.67 2.49 59.68 10,124,000 7,985,000 0.69 9.10 4.99 (1.87)
12 Signature Bank SBNY New York NY 118,445,427 0.95 12.13 12.96 1.97 35.24 120,892 918,441 0.46 69.99 32.92 25.82
13 The PNC Financial Services Group, Inc. PNC Pittsburgh PA 557,191,000 1.09 12.09 10.51 2.29 67.29 8,565,000 5,725,000 0.56 27.30 19.97 15.76
14 First Horizon Corporation FHN Memphis TN 89,092,000 1.15 11.36 11.91 2.48 66.61 1,098,000 1,010,000 0.48 9.99 (5.03) 17.97
15 Synovus Financial Corp. SNV Columbus GA 57,317,226 1.37 11.27 14.59 2.97 55.02 442,865 760,467 0.47 11.21 3.20 2.08
16 KeyCorp KEY Cleveland OH 186,346,000 1.46 10.93 14.86 2.50 60.28 3,187,000 2,625,000 0.33 14.83 2.35 8.62
17 Zions Bancorporation, National Association ZION Salt Lake City UT 93,200,000 1.29 10.75 14.35 2.72 59.14 620,000 1,129,000 0.53 21.03 (4.47) 1.62
18 M&T Bank Corporation MTB Buffalo NY 155,107,160 1.22 10.58 10.99 2.76 59.24 2,158,214 1,858,746 1.46 11.70 (5.53) 1.21
19 Fifth Third Bancorp FITB Cincinnati OH 211,116,000 1.34 10.35 12.14 2.59 59.55 2,954,000 2,770,000 0.52 8.20 3.15 3.14
20 BOK Financial Corporation BOKF Tulsa OK 50,249,431 1.23 10.25 11.51 2.55 60.91 726,171 616,325 0.29 15.70 (11.93) (4.98)
21 First Republic Bank FRC San Francisco CA 181,087,000 0.89 10.23 10.74 2.68 60.47 919,000 1,478,000 0.08 40.21 19.93 28.62
22 Cullen/Frost Bankers, Inc. CFR San Antonio TX 50,878,490 0.96 10.12 10.17 2.49 60.19 376,959 443,079 0.11 22.77 (6.57) 2.20
23 Regions Financial Corporation RF Birmingham AL 162,938,000 1.63 9.99 13.85 2.85 57.87 2,498,000 2,521,000 0.53 13.72 2.71 3.32
24 Bank of America Corporation BAC Charlotte NC 3,169,495,000 1.05 9.54 11.68 1.66 67.13 46,157,000 31,978,000 0.27 16.25 6.98 4.67
25 Wintrust Financial Corporation WTFC Rosemont IL 50,142,143 1.00 9.53 10.84 2.58 65.61 583,179 466,151 0.22 18.89 7.05 3.77
26 Citigroup Inc. C New York NY 2,291,413,000 0.94 8.84 10.91 1.99 67.56 29,614,000 22,025,000 0.28 14.50 2.15 (2.44)
27 Huntington Bancshares Incorporated HBAN Columbus OH 174,064,000 0.85 8.82 7.63 2.94 71.92 1,874,000 1,297,000 0.70 43.68 36.81 24.55
28 Truist Financial Corporation TFC Charlotte NC 541,241,000 1.23 8.47 9.31 2.86 65.19 9,253,000 6,437,000 0.38 11.54 (3.36) (0.22)
29 Citizens Financial Group, Inc. CFG Providence RI 188,409,000 1.25 7.72 10.07 2.72 61.10 2,125,000 2,319,000 0.76 8.26 4.19 (3.83)
30 New York Community Bancorp, Inc. NYCB Hicksville NY 59,527,000 1.04 7.38 8.60 2.46 40.03 61,000 596,000 0.10 7.39 6.38 16.40
31 BMO Financial Corp. Chicago IL 194,497,683 1.07 7.08 9.57 2.06 59.84 2,322,195 2,098,100 0.43 13.46 0.26 6.47
32 TD Group US Holdings LLC Wilmington DE 524,425,339 0.77 7.08 6.79 1.74 64.71 3,482,979 3,907,165 0.22 5.59 (2.92) (11.52)
33 RBC US Group Holdings LLC Toronto N/A 174,998,921 0.83 6.75 7.04 1.53 79.63 6,490,491 1,313,880 0.07 24.39 5.93 15.92
34 People's United Financial, Inc. Bridgeport CT 64,642,400 0.94 6.01 7.85 2.65 59.45 382,600 604,900 0.64 7.66 (13.70) (5.52)
35 Santander Holdings USA, Inc. Boston MA 159,821,231 2.39 5.61 15.63 4.91 56.13 4,450,491 3,621,307 3.62 10.88 (1.32) 4.04
36 CIBC Bancorp USA Inc. Chicago IL 65,172,991 0.97 5.42 6.61 1.57 58.20 1,064,307 580,348 0.77 12.84 9.01 8.02
37 CIT Group Inc. New York NY 53,239,600 1.70 4.60 15.34 2.41 65.54 1,252,300 922,300 0.91 (2.50) (10.12) (3.04)
38 BNP Paribas USA, Inc. New York NY 154,892,961 0.55 3.34 4.39 0.14 80.89 1,742,676 831,008 0.34 5.98 4.40 (58.39)
39 HSBC North America Holdings Inc. New York NY 239,899,788 0.27 (0.64) 3.16 0.89 94.39 2,137,981 651,596 0.73 6.36 (5.41) (11.16)

Source: Capital Performance Group analysis of data provided by S&P Global Market Intelligence, 2022.  Financial data were based on SEC filings and regulatory financials.  If SEC data were unavailable, regulatory financials were used.  If the institution operated as a subchapter S corporation for at least one quarter between 2020 and 2021, profitability ratios (ROAE, ROAA and ROACE) were calculated from regulatory financials and adjusted using an assumed tax rate.  Data are for the twelve months ended Dec. 31, 2021, unless otherwise indicated.

Institutions are ranked based on three-year average ROAE from 2019 to 2021. In the event of a tie of the three-year average ROAE, the 2021 year-end ROAE was used as a tiebreaker. In the event of subsequent ties, the 2020 year-end ROAE was used as a final tiebreaker. 

1.Top consolidated bank holding companies, banks, and thrifts with total assets over $50 billion as of Dec. 31, 2021.  Excludes industrial banks, nondepository trusts, foreign-owned banks and bankers' banks.  Institutions with credit cards to total loans of more than 25%, loans to total assets of less than 20%, loans to total deposits of less than 20% at Dec. 31, 2021, were excluded.  Institutions with a leverage ratio of less than 5%, Tier 1 risk-based capital ratio of less than 6%, or total risk-based capital ratio of less than 10% during any quarter between 2019 and 2021 were excluded.  Institutions that did not report data for any year between 2019 and 2021, or institutions that received a tax benefit of greater than 10% of net income for any year between 2019 and 2021 were also excluded.  Also excludes institutions that have fewer than 5 depository branches and are owned by a company not primarily focused on commercial or retail banking.